Wawona Worldwide Capital, LLC - Recent Transactions

» Wawona Worldwide Capital, LLC
» Deutsche Banc Alex Brown Inc.
» Prudential Securities Incorporated
» Citibank, N.A.
» Manufacturers Hanover Trust Company
» Inter-American Development Bank

Wawona Worldwide Capital, LLC

Corporate Finance

Analyzing proposals to buy an NASD broker-dealer and a hedge fund or funds of hedge funds for our own account in 2006.

Exclusively mandated to raise debt and equity financing for Cayman Islands Paradise Club Condo-Hotel Project in 2006.

Solicited to submit proposal to leverage (without debt, or interest expense) $40MM into a $200MM hedge fund portfolio in 2006.

Retained to monetize various portfolios of Jumbo Life Insurance Policies in 2005-2006.

Retained to analyze various business acquisitions of $5MM or more by a Private Group in Dallas, Texas in 2005-2006.

Exclusively mandated to monetize 825 acres of land in Puerto Rico valued at $450MM in 2005-2006.
Designed unique 5 year investment structure to generate cash flow from raw land.

Exclusively mandated to monetize 1,100 square miles of land in Baja California, Mexico valued at $7B in 2005.
Designed unique 20 year investment structure to generate cash flow from raw land.

Deutsche Banc Alex Brown Inc.

Project Finance

One of three banks short-listed to arrange a $250MM bond financing for Gas Andes in Chile in 2001.

Co-originated the mandate to raise $220MM for Perez Companc through the issue of a 4 year contingent oil payable notes in June 2001.

Co-originated the mandate to advise Rio Alto Ltd. in Alberta, Canada on the acquisition of a $200MM oil field in Argentina in November 2000.

Originated the mandate to arrange a $160MM financing for Gasoducto del Pacifico from Argentina to Chile in January 1999.

Co-originated the mandate to advise on the $2.7B MercoSur Project, which encompasses constructing a gas, pipeline from Bolivia to Argentina, a power plant in Argentina, and an electric transmission lines in Brazil in September 1999.

Co-originated and assisted execution team for Petrobras project financing of the $2.5B Barracuda/Caratinga Campos Basin oil fields offshore Brazil 1998-2000. $300MM Bridge loan closed in 1999. Multi-source term financing closed in 2000 and was named the Americas Oil and Gas Deal of the Year by Project Finance International Yearbook 2001.

Co-originated and assisted execution of a $315MM project financing of the InterAndes power project sponsored by Gener to construct an IPP in Salta, Argentina and transmission lines to the Atacama in Chile in 1997-1998.

Co-originated and closed co-arranger mandate for $1B project financing for the Cantarell nitrogen injection project in México in 1998.

Co-originated and assisted in the execution of the sole advisory of the $150MM project financing of the Uruguayana pipeline sponsored by Transportadora de Gas del Norte, S.A. ("TGN") from Argentina to Brazil in 1997.

Co-originated the $3.2B project financing of the Hamaca heavy oil project in Venezuela in 1997.

Co-originated and assisted execution team on co-arrangement of $335MM bridge facility for the GasAndes natural gas pipeline from Chile to Argentina in 1996.

Co-originated the $300MM project financing of the TAP oil pipeline project in Venezuela in 1996-1997.

Proposed $300MM monetization of future crude oil export receivables for Ecopetrol and British Petroleum in Colombia in 1996-1997.

Prudential Securities Incorporated

Mergers, Acquisitions, Privatizations and Restructurings

Retained to perform valuation and exclusive sale of $100MM tool and die and powder metals divisions of Spreckels. Co-developed financial valuation model and exclusive sale memorandum. Co-developed and co-implemented sales strategy for the companies.

Retained to present buy side candidates to JPI in the autoparts industry.

Retained to perform a 144 common stock valuation for MerryGoRound, a clothing retailer. Analyzed comparable transactions and historic trading to arrive at valuation model.

Team member on proposed $500MM spinoff of Delmonte Tropical Fruits Division for Polypeck Delmonte Foods. Co-developed a valuation model for the company, an exclusive sale strategy, and developed and implemented board level presentation.

Restructured $490MM of liabilities of Indupa, S.A.I.C., a leading Argentine petrochemicals company. Co-developed financial model to analyze Argentine government's and creditor banks' stakes in Indupa. Assisted in negotiations with the Argentine Government to implement a restructuring of the companies liabilities.

Privatized 50.1% of Ecuatoriana de Aviación Ecuador's national flag carrier, for $65MM. Co-developed valuation model and bidding framework to permit auction on the floors of the Quito and Guayaquil stock exchanges in Ecuador. Airline was sold to VASP of Brazil, which was the highest bidder at the auction.

Equity Capital Markets Transactions

Client	Industry	Transaction	$MM	Role	Status

DR Horton	Home building	Initial Public Offering	44	Lead Manager	Closed
Enzon Pharmaceuticals	Biotech	Secondary equity offering	20	Sole Manager	Closed
Telios Pharmaceuticals	Biotech	Secondary equity offering	24	Co- Manager	Closed
Optical Data Systems	Technology	Initial Public Offering	20	Lead Manager	Closed
Gates/FA Distributing	Technology	Secondary equity offering	18	Co- Manager	Closed
Compañía Cervecerías Unidas	Food/beverage	Initial Public Offering of ADRs	60	Co- Manager	Closed
Viña Concha y Toro	Food/beverage	Initial Public Offering of ADRs	60	Co- Manager	Closed
Consorcio G Grupo Dina	Truck and bus	Initial Public Offering of ADRs	230	Co- Manager	Closed
Grupo Simec	Steel	Initial Public Offering of ADRs	54	Co- Manager	Closed
Grupo Financiero Bancrecer	Financial Services	Reg. 4(2) equity placement	10	Sole Manager	Closed

Debt Capital Markets Transactions

Client	Industry	Transaction	$MM	Role	Status

Harristown Development	Municipality	Private Placement	13	Sole Manager	Closed
Industrias Peñoles	Mining and Metals	Private Placement	100	Sole Manager	Closed
Banco Quilmes	Argentine Bank	Eurobond of Notes	50	Sole Manager	Closed
Banco Quilmes	Argentine Bank	Eurobond of Notes	26	Lead Manager	Closed
Alpargatas	Textiles	Eurobond of Notes	60	Co-Manager	Closed
Cemex	Cement	Eurobond of Notes	1000	Co-Manager	Closed

Citibank, N.A.

Mergers, Acquisitions, and Restructurings

Client	Industry	Transaction	$MM	Role	Status

NewsCorp	Media	Restructuring of liabilities	400	Lead Manager	Closed
Marriott Corporation	Real Estate	Securitization of lease payments	100	Lead Manager	Proposal
Perkin Elmer	Technology	Buy side candidates	50	Exclusive Advisor	Closed
Group Bull	Technology	Proposed acquisition of HFSI Division of Bell & Howell	100	Exclusive Advisor	Closed

Manufacturers Hanover Trust Company

Financings

Client	Industry	Transaction	$MM	Role	Status

Exxon CCA	Oil and Gas	OPIC financing of Salvadoran refinery expansion.	100	Exclusive	Proposal
Exxon Coal and Minerals	Mining	Debt-for-Equity Swap for Chilean mining expansion	300	Exclusive Advisor	Proposal Advisor
Occidental Petroleum	Oil and Gas	Revolving Credit Facility	1000	Lead Manager	Closed
Texaco	Oil and Gas	Revolving Credit Facility.	3000	Lead Manager	Closed
Republic of Ecuador	Sovereign	Balance of Payments Refinancing.	350	Co-Manager	Closed
PetroEcuador	Oil and Gas	Short-term debt refinancing.	250	Lead Manager	Closed

Inter-American Development Bank

Financings

Client	Industry	Transaction	$MM	Role	Status

ANDA	Water	Project financing to expand water supply in San Salvador	500	Exclusive Advisor/Arranger	Closed